Anti Money Laundering Analyst

Anti Money Laundering Analyst

AML Analyst (TM)

 Duties and Responsibilities of Anti-Money Laundering Analyst:

  • Investigate and assess alerts for potential suspicious activity
  • Contact introducing brokers to obtain further information regarding potentially suspicious customer activity
  • Prepare SAR filings and present to SAR Committee
  • Investigate internal referrals for possible SAR filings
  • Alert supervisors to trends in possible suspicious customer behavior
  • Document findings and basis for cases and alerts investigated
  • Investigate FINRA, SEC and other government related requests

Requirements Include:

  • Ability to apply learned knowledge
  • Achieve results with accuracy and precision
  • Apply sound analytical thinking
  • Customer centric business philosophy and team oriented
  • Excel at applying technology to business processes
  • Strong work ethic and hands on approach

* This position is not eligible for relocation assistance

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