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Safeguarding Client Assets & Information

Doing business with a trusted partner is the first step in any successful relationship. Your information, and that of your clients, is guarded and protected. We maintain physical, electronic and procedural safeguards in accordance with legal standards and established security procedures.

 

“Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory
brochure available upon request or at www.sipc.org."

COR Clearing’s policy through Lloyd’s of London provides additional account coverage up to $24.5 million (including up to $1,150,000 in cash) per client as defined by SIPC rules. With both SIPC and Lloyd’s of London coverage, accounts are protected up to a total of $25 million per client (as defined by SIPC rules) including up to $1,150,000 for cash balances, with an aggregate limit of $100 million.

This coverage does not protect against the loss of the market value of securities.

For more information visit http://www.sipc.org/ or http://www.lloyds.com/