COR Clearing LLC is a national securities broker-dealer with self clearing operations headquartered in Omaha, NE. An entrepreneurial perspective and interest in financial services are important for this critical position.
Develop, maintain and update credit and other risk related policies, procedures and other governance related documentation.
Conducts audits to determine the performance and level of efficiency of the various units and employees of the firm in discharging assigned responsibilities.
Reviews and appraises soundness, adequacy, and application of accounting, financial, and operating controls.
Determines extent of compliance with established policies, plans and procedures, applicable legal rules and regulations, and sound business trade practices.
Determines the extent to which customer and firm assets are accounted for and safeguarded from loss.
Determines the reliability and propriety of accounting and other data developed within the firm.
Is responsible for conduct of special reviews, including investigation of actual or potential losses to the firm or its customers through alleged questionable or dishonest acts of employees or others.
In all areas of activity, is responsible for recommendation of remedial action to avoid recurrence of undesirable conditions.
Please respond in confidence with resume, compensation history and salary expectations to Christine Hansen via one of the following: