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Who We Serve

COR Clearing serves a broad range of FINRA member introducing broker dealers and registered investment advisors (“RIAs”). Our correspondents at year-end 2014 include approximately 100 retail, online and active-trader broker dealers and RIAs, including domestic broker dealers that serve foreign customer accounts and transact in foreign securities. We work with introducing broker dealers and RIAs to establish service offerings that complement their businesses and help them to compete in the highly regulated and competitive financial services market. We measure our success in terms of our ability to help our correspondents succeed.